Course ID: RKINSIDE

ETHICS: Roomy Kahn Shares Secrets of Her Insider Trading Scheme

Roomy takes you inside her multi-billion Wall Street scam that sent a multi-billionaire to prison.


LEARNING OBJECTIVES
  • If you or your staff handle confidential information from publicly traded companies as a CPA, or you are a CPA employed by a public company, you must know the ethical requirements to protect confidential information and how it is used (misused) in trading publicly held stocks..
  • Protecting Confidential Information Inside Publicly Traded Companies
  • Hedge Fund Trading
  • Financial Analysis
  • Investor Relations
  • Compliance

MAJOR TOPICS

Learn 4 Ways to Protect Yourself.

  • Ways to protect confidential information
  • Motivations of hedge fund analysts who are looking for inside information
  • How inside information is used to profit
  • Consequences for companies and individuals involved in insider trading

DESIGNED FOR
CPAs in public practice, business and industry, managing partners, General Counsel, compliance officers, chief learning officers, risk managers, and regulators

FIELD OF STUDY
Ethics - Behavioral

PREREQUISITES
None

COURSE PRODUCER
The Pros & The Cons

CPE CREDITS
4.0

LEVEL
Intermediate

This course is available for your group as:

Group Live Webcast
 

Let's Roll!

To learn more or customize this course for your group, complete this form and a BLI team member will get back with you shortly.


Or, contact BLI: 888-481-3500 or learn@blionline.org